SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

SCHLUMBERGER N.V.

(SCHLUMBERGER LIMITED)

(Exact name of registrant as specified in its charter)

 

 

 

Curaçao   1-4601   52-0684746

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

42 rue Saint-Dominique

Paris, France

  75007

5599 San Felipe

Houston, Texas, U.S.A.

  77056

62 Buckingham Gate

London, United Kingdom

  SW1E 6AJ

Parkstraat 83

The Hague, The Netherlands

  2514 JG
(Addresses of principal executive offices)   (Zip Codes)

Dianne B. Ralston

Chief Legal Officer and Secretary

(713) 513-2000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2022 to December 31, 2022.

 

 

 


Section 1 — Conflict Minerals Disclosure

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit

Conflict Minerals Disclosure

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, Schlumberger Limited (the “Company”) has filed this Specialized Disclosure Report and the Conflict Minerals Report attached hereto as Exhibit 1.01 for the year ended December 31, 2022. Both of these documents are publicly available on the Company’s website at: https://www.slb.com/who-we-are/guiding-principles/corporate-accountability/conflict-minerals.*

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report.

* * * * *

 

*

The reference to the Company’s website is provided for convenience only, and its contents are not incorporated by reference into this Form SD and the Conflict Minerals Report, nor deemed filed with the Securities and Exchange Commission.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

SCHLUMBERGER LIMITED

/s/ Abdellah Merad

Abdellah Merad
Executive Vice President, Core Services & Equipment

Date: May 30, 2023

EX-1.01

Exhibit 1.01

SCHLUMBERGER LIMITED

CONFLICT MINERALS REPORT

FOR THE YEAR ENDED DECEMBER 31, 2022

This Conflict Minerals Report (the “Report”) of Schlumberger Limited has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2022, to December 31, 2022.

All references in this Report to “SLB,” the “Company,” “we,” “us” or “our” are to Schlumberger Limited (Schlumberger N.V., incorporated in Curaçao) and its consolidated subsidiaries as of December 31, 2022.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which specified minerals are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin, and tungsten (“conflict minerals”).

Description of Products Covered by this Report

This Report relates to SLB products: (a) that contain conflict minerals necessary to their functionality or production (“necessary conflict minerals”); (b) that we had reason to believe may have originated in the Democratic Republic of the Congo or an adjoining country (the “covered countries”) and may not have come from recycled or scrap sources; and (c) that we manufactured, or contracted to be manufactured, in 2022 (the “covered products”).

The covered products are as follows: permanent multiphase meters; subsea safety valves; oil, gas and core analysis laboratory equipment; perforating hardware and accessories; downhole drilling tools; solids and pressure control equipment for drilling fluids systems; data acquisition equipment for drilling operations; surface and downhole completions tools; artificial lift pumps; stimulation pumping and cementing equipment; groundwater monitoring products; drilling equipment packages; blowout preventers; drilling risers, top drives; draw works; complete wellhead and Christmas tree systems for onshore and offshore applications; subsea production systems and manifolds and aftermarket parts; valves; actuators; chokes and aftermarket parts; heaters; dehydration and desalting units; gas conditioning units; membrane separation systems; water processing systems; and electronic controls.

Due Diligence Design and Process

Our due diligence efforts were designed to conform in all material respects to the framework in the Organisation for Economic Co-operation and Development’s “OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” and related Supplements on Gold and on Tin, Tantalum, and Tungsten (collectively, the “OECD Guidance”).

The following describes the measures we took to exercise due diligence on the source and chain of custody of necessary conflict minerals contained in our covered products.

Step 1: Company Management Systems

Conflict Minerals Policy

We have adopted a policy relating to conflict minerals in our products (the “Conflict Minerals Policy”), incorporating relevant standards contained in the OECD Guidance, which is available at https://www.slb.com/who-we-are/guiding-principles/corporate-accountability/conflict-minerals. The Conflict Minerals Policy iterates our commitment to responsibly source materials from suppliers that share our values. It reflects our expectation that our immediate (“Tier 1”) suppliers will perform due diligence similar to ours on the sources of conflict minerals in their supply chains and our expectation that they will require their own suppliers to do the same. It further provides generally that when a robust and validated conflict-free supply chain is established, or a robust mineral tracing program is developed, we will expect our direct suppliers to procure only minerals using that validated supply chain, so as to avoid the use of minerals that have financed conflict in the covered countries.

Internal Management Teams

Members of our business, planning and supply chain, legal, compliance, sustainability, human rights, and information technology functions comprised a core team that was involved in various phases of our compliance with the Rule. Members of this core team have put in place processes and controls reasonably designed to increase transparency in our conflict minerals supply chain. Members of the core team annually present to their respective Division Presidents or, in certain cases, Basin Presidents, a final, formal review of (a) their findings as to the source and status of the necessary conflict minerals contained in the covered products for sale by their Division or Basin, as applicable; and (b) their Division or Basin due diligence efforts.

 

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Control Systems

We have (a) adopted various processes related to our conflict minerals compliance efforts and determinations; (b) adopted standardized data templates for all Divisions to promote consistency across various information technology systems; (c) adopted a procedure in our engineering design and manufacturing systems that requires the recording of necessary conflict mineral contents of newly-developed parts included in our products; (d) adopted an electronic repository to retain relevant documentation concerning our conflict minerals compliance efforts and determinations; and (e) adopted written summaries, reviewed by the President of each relevant Division, summarizing how each such Division complied with the Rule and which of its products were subject to the Rule. In addition, certain employees from our planning and supply chain, legal, engineering, manufacturing, sustaining, sales, finance, and compliance functions are targeted for annual training.

As a downstream company, we are several tiers removed from conflict mineral smelters and refiners (“SORs”). We, therefore, must rely on information from industry sources to compare and assess due diligence responses, identify SORs in our supply chains and improve our ongoing due diligence efforts. We implemented a supply chain transparency system through the use of due diligence tools developed by the Responsible Minerals Initiative (“RMI”), including the RMI Conflict Minerals Reporting Template (the “Template”), which is designed to identify the SORs that process the conflict minerals in a company’s supply chain. We also support our suppliers’ use of validation, certification and audit programs on SORs upstream in our supply chain, such as:

 

   

the Responsible Minerals Assurance Process (“RMAP”) developed by RMI,

 

   

the ITRI Tin Supply Chain Initiative,

 

   

the Tungsten Industry – Conflict Mineral Council Framework,

 

   

the London Bullion Market Association (“LBMA”), and

 

   

the Responsible Jewellery Council (“RJC”).

We maintain a company-level grievance mechanism, as described in our Code of Conduct, that enables employees and others to anonymously report concerns, including any concerns regarding our conflict minerals supply chain. We communicate this mechanism to our employees at various times.

Step 2: Identification and Assessment of Supply Chain Risks

In order to identify and assess the risks in our supply chain, we first identified products for sale that we manufactured or contracted to manufacture in 2022 that contained, or that may have contained, necessary conflict minerals. As stated above, we have adopted a procedure in our engineering design and manufacturing system that is reasonably designed to identify each necessary conflict mineral included in our products. In cases where we determined that a necessary conflict mineral was contained in one of our parts, we identified that specific mineral and flagged both the part and finished product containing that part in our system. If, after our initial research, we were unable to determine whether a necessary conflict mineral was included in a part, we considered that part to be in scope of the Rule, and such part was internally flagged for additional research. For each new part developed or manufactured in 2022, the engineers and métiers in charge of providing materials for such part were required to indicate any necessary conflict minerals included in the part. Where we determined that a newly-developed part contained a necessary conflict mineral and that the finished product was in scope of the Rule, we included that part in our further information-gathering efforts. We then identified our Tier 1 suppliers that supplied us with the parts and products considered to be within the scope of the Rule.

Because we are several tiers removed from mining operations and SORs, we must rely on our suppliers to provide information regarding the source and presence of necessary conflict minerals in our covered products. To that end, we engaged a third-party data collection and aggregation provider to assist us in conducting due diligence on our supply chain. Information was collected using the Template, which requested our Tier 1 suppliers to identify the SORs and countries of origin of the necessary conflict minerals they supplied to us and contained in our covered products and to determine whether any such necessary conflict minerals came from recycled or scrap sources. These requests were sent in multiple languages for the 2022 reporting year, in order to facilitate improved supplier response rates. In conducting due diligence, we prioritized obtaining responses from our critical suppliers, as determined based on their strategic and commercial importance to us and as discussed under “Supplier Categories” in “Step 5: Report on Supply Chain Due Diligence” below. We communicated this priority to our third-party data collection and aggregation provider in an effort to increase the response rate of these suppliers.

Our supplier engagement began with introductory emails to relevant Tier 1 suppliers, notifying them that we would be conducting appropriate due diligence regarding the presence, source, and chain of custody for any necessary conflict minerals that may be contained in parts or products that we purchased from them. The emails also described our conflict minerals compliance program and the Rule. In an

 

2


effort to increase awareness of our conflict minerals program, we provided suppliers with background materials describing the conflict minerals rule, including frequently asked questions regarding, among other things, conflict minerals tracing. We requested product-level information from our Tier 1 suppliers on the parts and products we purchased from them. Suppliers were allowed to submit multiple responses as necessary to address all such parts and products.

We pursued subsequent engagement with non-responsive suppliers, including sending multiple email reminders requesting survey completion. Suppliers who remained non-responsive after these email reminders were contacted by phone and offered assistance, including further information about the Rule, our conflict minerals program, and clarification regarding how they could provide the required information. If, following the above efforts, a supplier still did not provide the information requested, we further escalated the matter internally and followed up directly with these suppliers.

We reviewed and evaluated all supplier responses for consistency and completeness, both in terms of which products were said to contain or not contain necessary conflict minerals, as well as the origin of those materials. When necessary, we followed up with suppliers on responses to their reporting templates to seek clarifying or corrective information. We requested (a) evidence that the product does not contain conflict minerals or (b) an updated Template response indicating the results of such supplier’s due diligence on the source of any conflict minerals contained in such product.

Each facility that meets the definition of a smelter or refiner of a conflict mineral is assessed according to red-flag indicators defined in the OECD Guidance. SLB uses numerous factors to determine the level of risk that each smelter poses to the supply chain by identifying those red flags. These factors include:

 

   

geographic proximity to conflict-affected and high-risk areas,

 

   

known mineral source country of origin,

 

   

RMAP audit status,

 

   

credible evidence of unethical or conflict sourcing.

 

   

peer assessments conducted by credible third-party sources, and

 

   

sanctions risks.

Risk mitigation activities are initiated whenever a supplier’s Template reports SORs of concern. Through our third-party service provider, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing suppliers to take their own independent risk mitigation actions. Examples include the submission of a product-specific Template to better identify the connection to products that they supply to SLB. Additional escalation may have been necessary to address any continued sourcing from these smelters of concern. Suppliers are given educational materials and objectives within reasonable timeframes to mitigate risks and progressively eliminate smelters of concern from their supply chain.

We followed up on all flagged responses to clarify and address inconsistencies, incompleteness, invalid responses, uncertainties, and responses indicating that relevant conflict minerals were or may have been sourced from one or more of the covered countries.

Step 3: Strategy to Respond to Identified Risks

For any SORs that were known to source necessary conflict minerals from any of the covered countries, we confirmed that such SORs were listed in the various lists of compliant SORs described above. For any SORs known to source conflict minerals from covered countries, as well as SORs located in any covered country with unknown sources of conflict minerals, SLB has provided immediate feedback to its suppliers, at the time of their Template submission through our third-party service provider system, instructing suppliers to take their own independent risk analysis and mitigation actions. Additionally, in 2023, we will send a communication to our Tier 1 suppliers who sourced from such SORs, recommending that they request that such SORs become certified as compliant, pursue an alternative source of conflict minerals, and participate in the RMI to support industry efforts to achieve supply chain transparency.

As described in our Conflict Minerals Policy, in the event that we have reason to believe a supplier is supplying us with conflict minerals from sources that may support conflict in any of the covered countries, we will encourage that supplier to establish an alternative source of conflict minerals that does not support such conflict, or we may consider reevaluating the supplier relationship. If a Tier 1 supplier (i) has been unresponsive or otherwise uncooperative in our due diligence efforts or (ii) is not compliant with our Conflict Minerals Policy and is unwilling to expect its own suppliers to use conflict-free sources, then we may likewise reassess the supplier relationship. As described above, we support the use of validation, certification, and audit programs for SORs in our supply chain.

Our supplier engagement efforts described above in “Step 2: Identification and Assessment of Supply Chain Risks” also support our risk mitigation efforts.

 

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Step 4: Independent Third-Party Audit of SORs’ Due Diligence Practices

As stated above, we are several tiers removed from mining operations and SORs. Furthermore, we do not have direct relationships with SORs, and while we conduct routine audits of our critical suppliers in accordance with internal requirements, we do not perform direct audits of all the upstream entities within our supply chain. Accordingly, we rely on our suppliers to provide the information necessary to assess compliance with our conflict minerals program and support the development and implementation of independent third-party audits of SORs’ sourcing, such as the RMAP.

We use a third party to aid in verifying the information supplied by our suppliers with respect to the SORs that they source from, and to review and confirm the validity of the RMAP, RJC, and LBMA certifications of those SORs. In some cases, our third party reaches out directly to SORs as necessary to confirm the information either publicly available or made available in reporting template responses that may be contradictory or incomplete.

Step 5: Report on Supply Chain Due Diligence

As indicated in the Specialized Disclosure Report on Form SD, this Report and our Conflicts Minerals Policy are publicly available on our website at https://www.slb.com/who-we-are/guiding-principles/corporate-accountability/conflict-minerals.

Supplier Categories

We categorize our suppliers by commercial importance:

 

   

Supplier Management (SM) Level 1 suppliers are the most commercially important suppliers to SLB, with a corresponding full management model.

 

   

SM Level 2 suppliers are necessary to support SLB’s operations, and their performance is monitored with an essential management model.

 

   

SM Level 3 suppliers are tail-end suppliers with a basic management model.

We further classify certain SM Level 1 and SM Level 2 suppliers as “critical” if they provide materials, components, or services that may significantly influence one or more aspects of SLB products and service performance. This includes elements such as safety, technology, and competitiveness, as well as compliance with operations integrity, health, safety and environmental standards, and ethics standards.

For 2022, we sent the Template to 3,090 suppliers and received completed responses from approximately 64% of these suppliers. As part of our risk identification and mitigation efforts, we focused on obtaining responses from our priority suppliers, including SM Level 1 suppliers, SM Level 2 suppliers, and critical suppliers within those two categories.

Results of Supply Chain Due Diligence

The following table lists the response rate and certain other information for our suppliers who received the Template in 2022.

 

Supplier Category

   Response Rate     Number of Suppliers  

SM Level 1

     87     135  

SM Level 2

     75     879  

SM Level 3

     58     2,076  

Many of the respondents indicated that they had not finished the due diligence on their supply chains and were still completing the Template.

For responses we received at the product level, 345 SORs, organized by type of metal, are listed in the tables in Appendix A below. Based on our due diligence, we identified 89 verified SORs that smelt or source conflict minerals from one or more of the covered countries, of which:

 

   

70 are certified by a recognized certification body,

 

   

six are not currently certified by a recognized certification body, but are in the process of becoming certified by RMAP, and

 

   

13 are not currently participating in RMAP.

As stated above, for each of these SORs not currently certified by a recognized certification body, we will send, in 2023, a communication to our Tier 1 suppliers who sourced from such SORs, recommending that they request that such SORs become certified as compliant, that they pursue an alternative source of conflict minerals, and that they participate in the RMI to support industry efforts to achieve supply chain transparency.

 

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Appendix A includes all SORs that our suppliers listed in completed Templates and that met the recognized definition of a conflict minerals processing facility and were operational during the 2022 calendar year. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern precisely which company’s product lines the materials may end up in. As a result, those providing the SORs have the practice of listing all SORs they may purchase from within the reporting period. Therefore, the SORs (as sources) listed in Appendix A are likely to be more comprehensive than the list of SORs which actually processed the conflict minerals contained in SLB’s products.

Appendix B includes an aggregated list of countries of origin from which the reported SORs collectively source conflict minerals, based on reasonable identification of country-of-origin data obtained via our third-party service provider’s supply chain database. As mentioned in the above paragraph, it is understood that overreporting might occur, which could result in Appendix B having more countries than those strictly relevant to SLB’s products.

Future Process Improvements

Supplier engagement — As stated above, we received responses from 64% of our Tier 1 suppliers for 2022. We will continue to engage with our Tier 1 suppliers in an attempt to increase supply chain transparency, including by following up with unresponsive suppliers and sending the communications described in “Step 3: Strategy to Respond to Identified Risks”. In addition, we will work with our Tier 1 suppliers to obtain even more product-level responses.

Employee training — Approximately 91% of our employees targeted for training on the Rule completed their annual training in 2022. These employees are members of the planning and supply chain, legal, engineering, manufacturing, sustaining, sales and marketing, finance, and compliance functions.

Automation of additional business lines — As described above, we have adopted standardized data templates for all Divisions to ensure consistency across various information technology systems and adopted a procedure in our engineering design and manufacturing systems that requires the recording of necessary conflict mineral contents of newly-developed parts included in our products. These templates and systems continue to be refined and automated in our current business lines and implemented in any new business lines resulting from acquisition throughout the calendar year. We expect to continue improving our automatization of these processes and the number of business lines they cover.

 

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Appendix A: Smelter List

 

Metal

  

Smelter Name

  

Smelter

Facility

Location

  

Smelter

ID

  

RMAP Audit Status

Gold

   Advanced Chemical Company    United States Of America    CID000015    Conformant

Gold

   Aida Chemical Industries Co., Ltd.    Japan    CID000019    Conformant

Gold

   Agosi AG    Germany    CID000035    Conformant

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    CID000041    Conformant

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    Brazil    CID000058    Conformant

Gold

   Argor-Heraeus S.A.    Switzerland    CID000077    Conformant

Gold

   Asahi Pretec Corp.    Japan    CID000082    Conformant

Gold

   Asaka Riken Co., Ltd.    Japan    CID000090    Conformant

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey    CID000103    Outreach Required

Gold

   Aurubis AG    Germany    CID000113    Conformant

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    CID000128    Conformant

Gold

   Boliden AB    Sweden    CID000157    Conformant

Gold

   C. Hafner GmbH + Co. KG    Germany    CID000176    Conformant

Gold

   Caridad    Mexico    CID000180    Outreach Required

Gold

   CCR Refinery - Glencore Canada Corporation    Canada    CID000185    Conformant

Gold

   Cendres + Metaux S.A.    Switzerland    CID000189    Non Conformant

Gold

   Yunnan Copper Industry Co., Ltd.    China    CID000197    Outreach Required

Gold

   Chimet S.p.A.    Italy    CID000233    Conformant

Gold

   Chugai Mining    Japan    CID000264    Conformant

Gold

   Daye Non-Ferrous Metals Mining Ltd.    China    CID000343    In Communication

Gold

   DSC (Do Sung Corporation)    Korea, Republic Of    CID000359    Conformant

Gold

   Dowa    Japan    CID000401    Conformant

Gold

   Eco-System Recycling Co., Ltd. East Plant    Japan    CID000425    Conformant

Gold

   JSC Novosibirsk Refinery    Russian Federation    CID000493    RMI Due Diligence Review

Gold

   Refinery of Seemine Gold Co., Ltd.    China    CID000522    Outreach Required

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    CID000651    Outreach Required

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.    China    CID000671    Outreach Required

Gold

   LT Metal Ltd.    Korea, Republic Of    CID000689    Conformant

Gold

   Heimerle + Meule GmbH    Germany    CID000694    Conformant

Gold

   Heraeus Metals Hong Kong Ltd.    China    CID000707    Conformant

Gold

   Heraeus Germany GmbH Co. KG    Germany    CID000711    Conformant

Gold

   Hunan Chenzhou Mining Co., Ltd.    China    CID000767    Outreach Required

Gold

   Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    China    CID000773    Outreach Required

Gold

   HwaSeong CJ CO., LTD.    Korea, Republic Of    CID000778    Communication Suspended - Not Interested

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China     CID000801    Conformant

 

6


Gold

   Ishifuku Metal Industry Co., Ltd.    Japan    CID000807    Conformant

Gold

   Istanbul Gold Refinery    Turkey    CID000814    Conformant

Gold

   Japan Mint    Japan    CID000823    Conformant

Gold

   Jiangxi Copper Co., Ltd.    China    CID000855    Conformant

Gold

   Asahi Refining USA Inc.    United States Of America    CID000920    Conformant

Gold

   Asahi Refining Canada Ltd.    Canada    CID000924    Conformant

Gold

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    CID000927    RMI Due Diligence Review

Gold

   JSC Uralelectromed    Russian Federation    CID000929    RMI Due Diligence Review

Gold

   JX Nippon Mining & Metals Co., Ltd.    Japan    CID000937    Conformant

Gold

   Kazakhmys Smelting LLC    Kazakhstan    CID000956    In Communication

Gold

   Kazzinc    Kazakhstan    CID000957    Conformant

Gold

   Kennecott Utah Copper LLC    United States Of America    CID000969    Conformant

Gold

   Kojima Chemicals Co., Ltd.    Japan    CID000981    Conformant

Gold

   Kyrgyzaltyn JSC    Kyrgyzstan    CID001029    Non Conformant

Gold

   L’azurde Company For Jewelry    Saudi Arabia    CID001032    RMI Due Diligence Review

Gold

   Lingbao Gold Co., Ltd.    China    CID001056    Outreach Required

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    CID001058    Outreach Required

Gold

   LS-NIKKO Copper Inc.    Korea, Republic Of    CID001078    Conformant

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    CID001093    Outreach Required

Gold

   Materion    United States Of America    CID001113    Conformant

Gold

   Matsuda Sangyo Co., Ltd.    Japan    CID001119    Conformant

Gold

   Metalor Technologies (Suzhou) Ltd.    China    CID001147    Conformant

Gold

   Metalor Technologies (Hong Kong) Ltd.    China    CID001149    Conformant

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    Singapore    CID001152    Conformant

Gold

   Metalor Technologies S.A.    Switzerland    CID001153    Conformant

Gold

   Metalor USA Refining Corporation    United States Of America    CID001157    Conformant

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    Mexico    CID001161    Conformant

Gold

   Mitsubishi Materials Corporation    Japan    CID001188    Conformant

Gold

   Mitsui Mining and Smelting Co., Ltd.    Japan    CID001193    Conformant

Gold

   Moscow Special Alloys Processing Plant    Russian Federation    CID001204    RMI Due Diligence Review

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    Turkey    CID001220    Conformant

Gold

   Navoi Mining and Metallurgical Combinat    Uzbekistan    CID001236    Conformant

Gold

   Nihon Material Co., Ltd.    Japan    CID001259    Conformant

Gold

   Ohura Precious Metal Industry Co., Ltd.    Japan    CID001325    Conformant

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    Russian Federation    CID001326    RMI Due Diligence Review

Gold

   MKS PAMP SA    Switzerland    CID001352    Conformant

Gold

   Penglai Penggang Gold Industry Co., Ltd.    China     CID001362    Outreach Required

 

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Gold

   Prioksky Plant of Non-Ferrous Metals    Russian Federation    CID001386    RMI Due Diligence Review

Gold

   PT Aneka Tambang (Persero) Tbk    Indonesia    CID001397    Conformant

Gold

   PX Precinox S.A.    Switzerland    CID001498    Conformant

Gold

   Rand Refinery (Pty) Ltd.    South Africa    CID001512    Conformant

Gold

   Royal Canadian Mint    Canada    CID001534    Conformant

Gold

   Sabin Metal Corp.    United States Of America    CID001546    Communication Suspended - Not Interested

Gold

   Samduck Precious Metals    Korea, Republic Of    CID001555    Non Conformant

Gold

   Samwon Metals Corp.    Korea, Republic Of    CID001562    Communication Suspended - Not Interested

Gold

   SEMPSA Joyeria Plateria S.A.    Spain    CID001585    Conformant

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    CID001619    Outreach Required

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    CID001622    Conformant

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    China    CID001736    Conformant

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    CID001756    RMI Due Diligence Review

Gold

   Solar Applied Materials Technology Corp.    Taiwan, Province Of China    CID001761    Conformant

Gold

   Sumitomo Metal Mining Co., Ltd.    Japan    CID001798    Conformant

Gold

   Tanaka Kikinzoku Kogyo K.K.    Japan    CID001875    Conformant

Gold

   Great Wall Precious Metals Co., Ltd. of CBPM    China    CID001909    Outreach Required

Gold

   Shandong Gold Smelting Co., Ltd.    China    CID001916    Conformant

Gold

   Tokuriki Honten Co., Ltd.    Japan    CID001938    Conformant

Gold

   Tongling Nonferrous Metals Group Co., Ltd.    China    CID001947    Outreach Required

Gold

   Torecom    Korea, Republic Of    CID001955    Conformant

Gold

   Umicore S.A. Business Unit Precious Metals Refining    Belgium    CID001980    Conformant

Gold

   United Precious Metal Refining, Inc.    United States Of America    CID001993    Conformant

Gold

   Valcambi S.A.    Switzerland    CID002003    Conformant

Gold

   Western Australian Mint (T/a The Perth Mint)    Australia    CID002030    Conformant

Gold

   Yamakin Co., Ltd.    Japan    CID002100    Conformant

Gold

   Yokohama Metal Co., Ltd.    Japan    CID002129    Conformant

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    CID002224    Conformant

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    China    CID002243    Conformant

Gold

   Morris and Watson    New Zealand    CID002282    In Communication

Gold

   SAFINA A.S.    Czechia    CID002290    Conformant

Gold

   Guangdong Jinding Gold Limited    China    CID002312    Outreach Required

Gold

   Umicore Precious Metals Thailand    Thailand    CID002314    Non Conformant

Gold

   Geib Refining Corporation    United States Of America    CID002459    Conformant

Gold

   MMTC-PAMP India Pvt., Ltd.    India     CID002509    Conformant

 

8


Gold

   KGHM Polska Miedz Spolka Akcyjna    Poland    CID002511    Conformant

Gold

   Fidelity Printers and Refiners Ltd.    Zimbabwe    CID002515    RMI Due Diligence Review

Gold

   Singway Technology Co., Ltd.    Taiwan, Province Of China    CID002516    Non Conformant

Gold

   Shandong Humon Smelting Co., Ltd.    China    CID002525    Outreach Required

Gold

   Al Etihad Gold Refinery DMCC    United Arab Emirates    CID002560    Conformant

Gold

   Emirates Gold DMCC    United Arab Emirates    CID002561    Conformant

Gold

   International Precious Metal Refiners    United Arab Emirates    CID002562    In Communication

Gold

   Kaloti Precious Metals    United Arab Emirates    CID002563    RMI Due Diligence Review

Gold

   Sudan Gold Refinery    Sudan    CID002567    Outreach Required

Gold

   T.C.A S.p.A    Italy    CID002580    Conformant

Gold

   REMONDIS PMR B.V.    Netherlands    CID002582    Conformant

Gold

   Fujairah Gold FZC    United Arab Emirates    CID002584    Outreach Required

Gold

   Industrial Refining Company    Belgium    CID002587    Non Conformant

Gold

   Shirpur Gold Refinery Ltd.    India    CID002588    Outreach Required

Gold

   Korea Zinc Co., Ltd.    Korea, Republic Of    CID002605    Conformant

Gold

   Marsam Metals    Brazil    CID002606    Non Conformant

Gold

   TOO Tau-Ken-Altyn    Kazakhstan    CID002615    Conformant

Gold

   Abington Reldan Metals, LLC    United States Of America    CID002708    Conformant

Gold

   SAAMP    France    CID002761    Conformant

Gold

   L’Orfebre S.A.    Andorra    CID002762    Conformant

Gold

   8853 S.p.A.    Italy    CID002763    Non Conformant

Gold

   Italpreziosi    Italy    CID002765    Conformant

Gold

   WIELAND Edelmetalle GmbH    Germany    CID002778    Conformant

Gold

   Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    Austria    CID002779    Conformant

Gold

   AU Traders and Refiners    South Africa    CID002850    Non Conformant

Gold

   GGC Gujrat Gold Centre Pvt. Ltd.    India    CID002852    Active

Gold

   Sai Refinery    India    CID002853    Outreach Required

Gold

   Modeltech Sdn Bhd    Malaysia    CID002857    Non Conformant

Gold

   Bangalore Refinery    India    CID002863    Conformant

Gold

   Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    CID002865    RMI Due Diligence Review

Gold

   Degussa Sonne / Mond Goldhandel GmbH    Germany    CID002867    Outreach Required

Gold

   Pease & Curren    United States Of America    CID002872    Communication Suspended - Not Interested

Gold

   JALAN & Company    India    CID002893    Outreach Required

Gold

   SungEel HiMetal Co., Ltd.     Korea, Republic Of    CID002918    Conformant

 

9


Gold

   Planta Recuperadora de Metales SpA    Chile    CID002919    Conformant

Gold

   Safimet S.p.A    Italy    CID002973    Non Conformant

Gold

   State Research Institute Center for Physical Sciences and Technology    Lithuania    CID003153    Outreach Required

Gold

   African Gold Refinery    Uganda    CID003185    RMI Due Diligence Review

Gold

   Gold Coast Refinery    Ghana    CID003186    Outreach Required

Gold

   NH Recytech Company    Korea, Republic Of    CID003189    Conformant

Gold

   QG Refining, LLC    United States Of America    CID003324    Outreach Required

Gold

   Dijllah Gold Refinery FZC    United Arab Emirates    CID003348    Outreach Required

Gold

   CGR Metalloys Pvt Ltd.    India    CID003382    Outreach Required

Gold

   Sovereign Metals    India    CID003383    Outreach Required

Gold

   C.I Metales Procesados Industriales SAS    Colombia    CID003421    Active

Gold

   Eco-System Recycling Co., Ltd. North Plant    Japan    CID003424    Conformant

Gold

   Eco-System Recycling Co., Ltd. West Plant    Japan    CID003425    Conformant

Gold

   Kundan Care Products Ltd.    India    CID003463    In Communication

Gold

   Super Dragon Technology Co., Ltd.    Taiwan, Province Of China    CID001810    Outreach Required

Gold

   Shenzhen Zhonghenglong Real Industry Co., Ltd.    China    CID002527    Outreach Required

Gold

   ABC Refinery Pty Ltd.    Australia    CID002920    Outreach Required

Gold

   Augmont Enterprises Private Limited    India    CID003461    Active

Gold

   Emerald Jewel Industry India Limited (Unit 1)    India    CID003487    In Communication

Gold

   Emerald Jewel Industry India Limited (Unit 2)    India    CID003488    In Communication

Gold

   Emerald Jewel Industry India Limited (Unit 3)    India    CID003489    In Communication

Gold

   Emerald Jewel Industry India Limited (Unit 4)    India    CID003490    In Communication

Gold

   K.A. Rasmussen    Norway    CID003497    Outreach Required

Gold

   Alexy Metals    United States Of America    CID003500    Active

Gold

   Sancus ZFS (L’Orfebre, SA)    Colombia    CID003529    Conformant

Gold

   Sellem Industries Ltd.    Mauritania    CID003540    Communication Suspended - Not Interested

Gold

   MD Overseas    India    CID003548    In Communication

Gold

   Metallix Refining Inc.    United States Of America    CID003557    In Communication

Gold

   Metal Concentrators SA (Pty) Ltd.    South Africa    CID003575    Conformant

Gold

   WEEEREFINING    France    CID003615    Active

Gold

   Shenzhen CuiLu Gold Co., Ltd.    China    CID002750    Outreach Required

Gold

   Albino Mountinho Lda.    Portugal    CID002760    Outreach Required

Gold

   Gold by Gold Colombia    Colombia    CID003641    Conformant

Gold

   Dongwu Gold Group    China    CID003663    Outreach Required

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    China    CID000211    Conformant

Tantalum

   F&X Electro-Materials Ltd.    China    CID000460    Conformant

Tantalum

   XIMEI RESOURCES (GUANGDONG) LIMITED    China     CID000616    Conformant

 

10


Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    CID000914    Conformant

Tantalum

   Jiujiang Tanbre Co., Ltd.    China    CID000917    Conformant

Tantalum

   AMG Brasil    Brazil    CID001076    Conformant

Tantalum

   Metallurgical Products India Pvt., Ltd.    India    CID001163    Conformant

Tantalum

   Mineracao Taboca S.A.    Brazil    CID001175    Conformant

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    Japan    CID001192    Conformant

Tantalum

   NPM Silmet AS    Estonia    CID001200    Conformant

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    China    CID001277    Conformant

Tantalum

   QuantumClean    United States Of America    CID001508    Conformant

Tantalum

   Yanling Jincheng Tantalum & Niobium Co., Ltd.    China    CID001522    Conformant

Tantalum

   Solikamsk Magnesium Works OAO    Russian Federation    CID001769    RMI Due Diligence Review

Tantalum

   Taki Chemical Co., Ltd.    Japan    CID001869    Conformant

Tantalum

   Telex Metals    United States Of America    CID001891    Conformant

Tantalum

   Ulba Metallurgical Plant JSC    Kazakhstan    CID001969    Conformant

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    China    CID002492    Conformant

Tantalum

   D Block Metals, LLC    United States Of America    CID002504    Conformant

Tantalum

   FIR Metals & Resource Ltd.    China    CID002505    Conformant

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    CID002506    Conformant

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    China    CID002508    Conformant

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    CID002512    Conformant

Tantalum

   KEMET de Mexico    Mexico    CID002539    Conformant

Tantalum

   TANIOBIS Co., Ltd.    Thailand    CID002544    Conformant

Tantalum

   TANIOBIS GmbH    Germany    CID002545    Conformant

Tantalum

   Materion Newton Inc.    United States Of America    CID002548    Conformant

Tantalum

   TANIOBIS Japan Co., Ltd.    Japan    CID002549    Conformant

Tantalum

   TANIOBIS Smelting GmbH & Co. KG    Germany    CID002550    Conformant

Tantalum

   Global Advanced Metals Boyertown    United States Of America    CID002557    Conformant

Tantalum

   Global Advanced Metals Aizu    Japan    CID002558    Conformant

Tantalum

   Resind Industria e Comercio Ltda.    Brazil    CID002707    Conformant

Tantalum

   Jiangxi Tuohong New Raw Material    China    CID002842    Conformant

Tantalum

   RFH Yancheng Jinye New Material Technology Co., Ltd.    China    CID003583    Conformant

Tantalum

   5D Production OU    Estonia    CID003926    Outreach Required

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    CID000228    Conformant

Tin

   Alpha    United States Of America    CID000292    Conformant

Tin

   Dowa    Japan    CID000402    Conformant

Tin

   EM Vinto    Bolivia (Plurinational State Of)    CID000438    Conformant

Tin

   Fenix Metals     Poland    CID000468    Conformant

 

11


Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    CID000538    Conformant

Tin

   China Tin Group Co., Ltd.    China    CID001070    Conformant

Tin

   Malaysia Smelting Corporation (MSC)    Malaysia    CID001105    Conformant

Tin

   Metallic Resources, Inc.    United States Of America    CID001142    Conformant

Tin

   Mineracao Taboca S.A.    Brazil    CID001173    Conformant

Tin

   Minsur    Peru    CID001182    Conformant

Tin

   Mitsubishi Materials Corporation    Japan    CID001191    Conformant

Tin

   Jiangxi New Nanshan Technology Ltd.    China    CID001231    Conformant

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    CID001314    Conformant

Tin

   Operaciones Metalurgicas S.A.    Bolivia (Plurinational State Of)    CID001337    Conformant

Tin

   PT Artha Cipta Langgeng    Indonesia    CID001399    Conformant

Tin

   PT Mitra Stania Prima    Indonesia    CID001453    Conformant

Tin

   PT Prima Timah Utama    Indonesia    CID001458    Conformant

Tin

   PT Refined Bangka Tin    Indonesia    CID001460    Conformant

Tin

   PT Timah Tbk Kundur    Indonesia    CID001477    Conformant

Tin

   PT Timah Tbk Mentok    Indonesia    CID001482    Conformant

Tin

   Rui Da Hung    Taiwan, Province Of China    CID001539    Conformant

Tin

   Thaisarco    Thailand    CID001898    Conformant

Tin

   White Solder Metalurgia e Mineracao Ltda.    Brazil    CID002036    Conformant

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    CID002158    Conformant

Tin

   Tin Smelting Branch of Yunnan Tin Co., Ltd.    China    CID002180    Conformant

Tin

   PT ATD Makmur Mandiri Jaya    Indonesia    CID002503    Conformant

Tin

   O.M. Manufacturing Philippines, Inc.    Philippines    CID002517    Conformant

Tin

   PT Rajehan Ariq    Indonesia    CID002593    Conformant

Tin

   Aurubis Beerse    Belgium    CID002773    Conformant

Tin

   Aurubis Berango    Spain    CID002774    Conformant

Tin

   PT Menara Cipta Mulia    Indonesia    CID002835    Conformant

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    China    CID003116    Conformant

Tin

   Tin Technology & Refining    United States Of America    CID003325    Conformant

Tin

   Estanho de Rondonia S.A.    Brazil    CID000448    Conformant

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    China    CID000555    Non Conformant

Tin

   Gejiu Kai Meng Industry and Trade LLC    China    CID000942    Non Conformant

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    CID001908    Non Conformant

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    Brazil    CID002468    Conformant

Tin

   Melt Metais e Ligas S.A.    Brazil    CID002500    Non Conformant

Tin

   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    Viet Nam    CID002572    Non Conformant

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company    Viet Nam    CID002573    Outreach Required

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company    Viet Nam     CID002574    Outreach Required

 

12


Tin

   An Vinh Joint Stock Mineral Processing Company    Viet Nam    CID002703    Outreach Required

Tin

   Resind Industria e Comercio Ltda.    Brazil    CID002706    Conformant

Tin

   Super Ligas    Brazil    CID002756    Active

Tin

   Modeltech Sdn Bhd    Malaysia    CID002858    Non Conformant

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    China    CID003190    Conformant

Tin

   Pongpipat Company Limited    Myanmar    CID003208    Outreach Required

Tin

   Dongguan CiEXPO Environmental Engineering Co., Ltd.    China    CID003356    Non Conformant

Tin

   Luna Smelter, Ltd.    Rwanda    CID003387    Conformant

Tin

   Yunnan Yunfan Non-ferrous Metals Co., Ltd.    China    CID003397    Non Conformant

Tin

   Precious Minerals and Smelting Limited    India    CID003409    Non Conformant

Tin

   Gejiu City Fuxiang Industry and Trade Co., Ltd.    China    CID003410    Outreach Required

Tin

   PT Aries Kencana Sejahtera    Indonesia    CID000309    Conformant

Tin

   PT Premium Tin Indonesia    Indonesia    CID000313    Conformant

Tin

   PT Babel Inti Perkasa    Indonesia    CID001402    Conformant

Tin

   PT Babel Surya Alam Lestari    Indonesia    CID001406    Conformant

Tin

   PT Bukit Timah    Indonesia    CID001428    Conformant

Tin

   PT Sariwiguna Binasentosa    Indonesia    CID001463    Conformant

Tin

   PT Stanindo Inti Perkasa    Indonesia    CID001468    Conformant

Tin

   PT Tinindo Inter Nusa    Indonesia    CID001490    Non Conformant

Tin

   PT Tommy Utama    Indonesia    CID001493    Conformant

Tin

   PT Tirus Putra Mandiri    Indonesia    CID002478    In Communication

Tin

   CV Ayi Jaya    Indonesia    CID002570    Conformant

Tin

   PT Sukses Inti Makmur    Indonesia    CID002816    Conformant

Tin

   PT Bangka Serumpun    Indonesia    CID003205    Conformant

Tin

   PT Rajawali Rimba Perkasa    Indonesia    CID003381    Conformant

Tin

   Novosibirsk Tin Combine    Russian Federation    CID001305    RMI Due Diligence Review

Tin

   PT Bangka Tin Industry    Indonesia    CID001419    In Communication

Tin

   PT Belitung Industri Sejahtera    Indonesia    CID001421    Active

Tin

   PT Panca Mega Persada    Indonesia    CID001457    In Communication

Tin

   PT Timah Nusantara    Indonesia    CID001486    Active

Tin

   VQB Mineral and Trading Group JSC    Viet Nam    CID002015    Outreach Required

Tin

   CV Venus Inti Perkasa    Indonesia    CID002455    Conformant

Tin

   PT Cipta Persada Mulia    Indonesia    CID002696    Conformant

Tin

   PT Bangka Prima Tin    Indonesia    CID002776    Conformant

Tin

   PT Mitra Sukses Globalindo    Indonesia    CID003449    Conformant

Tin

   CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    Brazil    CID003486    Conformant

Tin

   CRM Synergies    Spain    CID003524    Conformant

Tin

   Fabrica Auricchio Industria e Comercio Ltda.    Brazil    CID003582    Conformant

Tin

   PT Putera Sarana Shakti (PT PSS)    Indonesia    CID003868    Conformant

Tin

   DS Myanmar    Myanmar    CID003831    Conformant

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    China     CID000875    Conformant

 

13


Tungsten

   Xiamen Tungsten Co., Ltd.    China    CID002082    Conformant

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    CID002315    Conformant

Tungsten

   Moliren Ltd.    Russian Federation    CID002845    RMI Due Diligence Review

Tungsten

   A.L.M.T. Corp.    Japan    CID000004    Conformant

Tungsten

   Kennametal Huntsville    United States Of America    CID000105    Conformant

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    China    CID000218    Conformant

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    China    CID000258    Conformant

Tungsten

   CNMC (Guangxi) PGMA Co., Ltd.    China    CID000281    Outreach Required

Tungsten

   Global Tungsten & Powders LLC    United States Of America    CID000568    Conformant

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    China    CID000766    Conformant

Tungsten

   Hunan Jintai New Material Co., Ltd.    China    CID000769    Conformant

Tungsten

   Japan New Metals Co., Ltd.    Japan    CID000825    Conformant

Tungsten

   Kennametal Fallon    United States Of America    CID000966    Conformant

Tungsten

   Wolfram Bergbau und Hutten AG    Austria    CID002044    Conformant

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    CID002313    Communication Suspended - Not Interested

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    China    CID002316    Conformant

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    CID002317    Conformant

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    CID002318    Conformant

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    China    CID002319    Conformant

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    China    CID002320    Conformant

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    China    CID002321    Conformant

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    China    CID002494    Conformant

Tungsten

   Asia Tungsten Products Vietnam Ltd.    Viet Nam    CID002502    Conformant

Tungsten

   Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    China    CID002513    Conformant

Tungsten

   H.C. Starck Tungsten GmbH    Germany    CID002541    Conformant

Tungsten

   TANIOBIS Smelting GmbH & Co. KG    Germany    CID002542    Conformant

Tungsten

   Masan High-Tech Materials    Viet Nam    CID002543    Conformant

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    CID002551    Conformant

Tungsten

   Niagara Refining LLC    United States Of America    CID002589    Conformant

Tungsten

   China Molybdenum Tungsten Co., Ltd.    China    CID002641    Conformant

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    China    CID002645    Conformant

Tungsten

   Hydrometallurg, JSC    Russian Federation    CID002649    RMI Due Diligence Review

Tungsten

   Unecha Refractory metals plant    Russian Federation    CID002724    Non Conformant

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    Philippines    CID002827    Conformant

Tungsten

   ACL Metais Eireli    Brazil    CID002833    Non Conformant

Tungsten

   Fujian Ganmin RareMetal Co., Ltd.    China     CID003401    Conformant

 

14


Tungsten

   Lianyou Metals Co., Ltd.    Taiwan, Province Of China    CID003407    Conformant

Tungsten

   JSC “Kirovgrad Hard Alloys Plant”    Russian Federation    CID003408    RMI Due Diligence Review

Tungsten

   NPP Tyazhmetprom LLC    Russian Federation    CID003416    RMI Due Diligence Review

Tungsten

   Hubei Green Tungsten Co., Ltd.    China    CID003417    Conformant

Tungsten

   Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    Brazil    CID003427    Non Conformant

Tungsten

   Cronimet Brasil Ltda    Brazil    CID003468    Conformant

Tungsten

   Artek LLC    Russian Federation    CID003553    RMI Due Diligence Review

Tungsten

   Fujian Xinlu Tungsten Co., Ltd.    China    CID003609    Conformant

Tungsten

   OOO “Technolom” 2    Russian Federation    CID003612    RMI Due Diligence Review

Tungsten

   OOO “Technolom” 1    Russian Federation    CID003614    RMI Due Diligence Review

Tungsten

   LLC Vostok    Russian Federation    CID003643    RMI Due Diligence Review

Tungsten

   YUDU ANSHENG TUNGSTEN CO., LTD.    China    CID003662    Outreach Required

Tungsten

   HANNAE FOR T Co., Ltd.    Korea, Republic Of    CID003978    Outreach Required

Tungsten

   DONGKUK INDUSTRIES CO., LTD.    Korea, Republic Of    CID004060    In Communication

Tungsten

   Tungsten Vietnam Joint Stock Company    Viet Nam    CID003993    Conformant

 

15


Appendix B: Countries of Origin

 

Afghanistan    Central African Republic    Hong Kong    Myanmar    Spain
Ãland Islands    Chile    Hungary    Namibia    Sudan
Albania    China    India    Netherlands    Suriname
American Samoa    Colombia    Indonesia    New Zealand    Sweden
Andorra    Congo    Ireland    Nicaragua    Switzerland
Angola    Czechia    Israel    Niger    Taiwan
Argentina    Democratic Republic of Congo    Italy    Nigeria    Tajikistan
Armenia    Djibouti    Japan    Norway    Tanzania
Aruba    Dominica    Jersey    Panama    Thailand
Australia    Dominican Republic    Kazakhstan    Papua New Guinea    Turkey
Austria    Ecuador    Kenya    Peru    Uganda
Azerbaijan    Egypt    Korea    Philippines    United Arab Emirates
Bahamas    Eritrea    Kyrgyzstan    Poland    United Kingdom
Barbados    Estonia    Liberia    Portugal    United States
Belarus    Ethiopia    Liechtenstein    Russian Federation    Uzbekistan
Belgium    Finland    Lithuania    Rwanda    Viet Nam
Benin    France    Luxembourg    Samoa    Zambia
Bermuda    Georgia    Madagascar    Saudi Arabia    Zimbabwe
Bolivia (Plurinational State of)    Germany    Malaysia    Senegal   
Brazil    Ghana    Mali    Sierra Leone   
Bulgaria    Guam    Mauritania    Singapore   
Burkina Faso    Guatemala    Mexico    Slovakia   
Burundi    Guinea    Mongolia    Slovenia   
Cambodia    Guyana    Morocco    South Africa   
Canada    Honduras    Mozambique    South Sudan   

 

16