Form SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

SCHLUMBERGER N.V.

(SCHLUMBERGER LIMITED)

(Exact name of registrant as specified in its charter)

 

 

 

Curaçao   1-4601   52-0684746

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

42, rue Saint-Dominique

Paris, France

  75007

5599 San Felipe

Houston, Texas United States of America

  77056

62 Buckingham Gate

London, United Kingdom

  SW1E 6AJ

Parkstraat 83, The Hague,

The Netherlands

  2514 JG
(Addresses of principal executive offices)   (Zip Codes)

Saul R. Laureles

Director, Corporate Legal

(713) 513-2000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2016 to December 31, 2016.

 

 

 


Section 1 — Conflict Minerals Disclosure

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report; Exhibit

Conflict Minerals Disclosure

In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, Schlumberger Limited (the “Company”) has filed this Specialized Disclosure Report and the Conflict Minerals Report attached hereto as Exhibit 1.01 for the year ended December 31, 2016. Both of these documents are publicly available on the Company’s website at: http://www.slb.com/about/accountability/conflict_minerals.aspx.

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

SCHLUMBERGER LIMITED

 

/s/ Alexander C. Juden

Alexander C. Juden
Secretary and General Counsel

Date: May 23, 2017

 

EX-1.01

Exhibit 1.01

SCHLUMBERGER LIMITED

CONFLICT MINERALS REPORT

FOR THE YEAR ENDED DECEMBER 31, 2016

This Conflict Minerals Report (the “Report”) of Schlumberger Limited has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2016 to December 31, 2016.

All references in this Report to “Schlumberger,” “Company,” “we,” “us” or “our” are to Schlumberger Limited (Schlumberger N.V., incorporated in Curaçao) and its consolidated subsidiaries as of December 31, 2016.

Schlumberger is the world’s leading provider of technology for reservoir characterization, drilling, production, and processing to the oil and gas industry. Working in more than 85 countries and employing approximately 100,000 people who represent over 140 nationalities, Schlumberger supplies the industry’s most comprehensive range of products and services, from exploration through production, and integrated pore-to-pipeline solutions that optimize hydrocarbon recovery to deliver reservoir performance.

On April 1, 2016, Schlumberger acquired all of the outstanding shares of Cameron International Corporation (“Cameron”), a leading provider of flow equipment products, systems and services to the oil and gas industry worldwide. As a result of the acquisition, Cameron became the fourth Group and reporting segment of Schlumberger.

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products for which specified minerals are necessary to the functionality or production of those products. The specified minerals are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten (“conflict minerals”).

Description of Products Covered by this Report

This Report relates to products sold: (a) that contain conflict minerals necessary to their functionality or production (“necessary conflict minerals”); (b) that we had reason to believe may have originated in the Democratic Republic of the Congo or an adjoining country (the “covered countries”) and may not have come from recycled or scrap sources; and (c) that we manufactured, or contracted to be manufactured, in 2016 (the “covered products”).

The covered products, organized by Group, are as follows:

Reservoir Characterization — permanent multiphase meters; subsea safety valves; oil, gas and core analysis laboratory equipment; seismic land acquisition systems; perforating hardware and accessories; Drilling — downhole drilling tools; solids and pressure control equipment for drilling fluids systems; data acquisition equipment for drilling operations; Production — surface and downhole completions tools; artificial lift pumps; stimulation pumping and cementing equipment; and groundwater monitoring products; Cameron — Drilling equipment packages, blowout preventers, drilling risers, top drives, draw works, complete wellhead and Christmas tree systems for onshore and offshore applications, subsea production systems and manifolds and aftermarket parts, valves, actuators, chokes and aftermarket parts and measurement products that include totalizers, turbine meters, flow computers, chart recorders, ultrasonic flow meters and sampling system, oil and gas separation equipment, heaters, dehydration and desalting units, gas conditioning units, membrane separation systems, water processing systems, and controls.

Due Diligence Design and Process

Our due diligence efforts were designed to conform in all material respects to the framework in the Organisation for Economic Co-operation and Development’s “OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” and related Supplements on Gold and on Tin, Tantalum and Tungsten (collectively, the “OECD Guidance”).

The following is a description of the measures that we took to exercise due diligence on the source and chain of custody of necessary conflict minerals contained in our covered products.

 

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Step 1: Company Management Systems

Conflict Minerals Policy

We have adopted a policy relating to conflict minerals in our products (the “Conflict Minerals Policy”), incorporating relevant standards contained in the OECD Guidance, which is available at http://www.slb.com/about/accountability/conflict_minerals.aspx. The Conflict Minerals Policy iterates our commitment to responsibly source materials from suppliers that share our values. It reflects our expectation that our immediate (“Tier 1”) suppliers will perform due diligence similar to ours on the sources of conflict minerals in their supply chains, and our expectation that they will require their own suppliers to do the same. It further provides generally that when a robust and validated conflict-free supply chain is established or a robust mineral tracing program is developed, we will expect our direct suppliers to procure only minerals using that validated supply chain, so as to avoid the use of minerals that have financed conflict in the covered countries.

Internal Management Teams

Members of our business, legal, engineering, procurement and sourcing, and information technology functions comprised a core team that was involved in various phases of our compliance with the Rule. Members of this core team have put in place processes and controls reasonably designed to increase transparency in our conflict minerals supply chain. The core team formally reports to senior management on the progress of its compliance efforts throughout the Company and promotes consistency in interpretation of the Rule and industry practice and in implementation of our compliance efforts. Members of the core team annually present to their respective business unit Presidents a final, formal review of: (a) their findings as to the source and status of the necessary conflict minerals contained in the covered products sold by their business unit; and (b) their unit’s due diligence efforts.

We have a steering committee comprised of executive-level representatives of our procurement and sourcing, engineering, manufacturing and sustaining, and legal functions. The steering committee is responsible for implementing our conflict minerals compliance strategy; setting the general direction of our conflict minerals compliance efforts; and allocating sufficient resources in the cross-functional core team efforts.

Control Systems

We have (a) adopted various processes related to our conflict minerals compliance efforts and determinations; (b) adopted standardized data templates for all business units to ensure consistency across various information technology systems; (c) adopted a procedure in our engineering design and manufacturing systems that requires the recording of necessary conflict mineral contents of newly-developed parts included in our products; (d) improved our electronic repository to retain relevant documentation concerning our conflict minerals compliance efforts and determinations; and (e) adopted written summaries, reviewed by the President of each relevant business unit, describing how each such business unit complied with the Rule and which of its products were subject to the Rule. In addition, certain employees from our legal, engineering, manufacturing, sustaining, procurement and sourcing, sales, finance and compliance functions are targeted for annual training and certification.

As we do not, except in very rare instances, have direct relationships with conflict mineral smelters and refiners (“SORs”), we engaged with others in our industry to compare and assess due diligence practices, identify SORs in our supply chains and formulate potential improvements in our ongoing due diligence efforts. We implemented a supply chain transparency system through the use of due diligence tools developed by the Conflict-Free Sourcing Initiative (“CFSI”), including the CFSI’s Conflict Minerals Reporting Template (the “Template”), which is designed to identify the SORs that process the conflict minerals in a company’s supply chain. We also support our suppliers’ use of validation, certification and audit programs on SORs upstream in our supply chain, such as those developed by CFSI; the ITRI Tin Supply Chain Initiative (“iTSCi”); Tungsten Industry – Conflict Mineral Council Framework; the London Bullion Market Association (“LBMA”); and the Responsible Jewellery Council (“RJC”).

We also maintain a company-level grievance mechanism, as described in our Code of Conduct, that enables employees and others to anonymously report concerns, including any concerns regarding our conflict minerals supply chain. Throughout the year, we communicated this mechanism to our employees.

Step 2: Identification and Assessment of Supply Chain Risks

In order to identify and assess the risks in our supply chain, we first identified products for sale that we manufactured or contracted to manufacture in 2016 that contained, or that may have contained, necessary conflict minerals. We also identified any products that were manufactured, or contracted to be manufactured, by companies that we acquired in 2016, including Cameron. As stated above, we have adopted a procedure in our engineering design and manufacturing system that is reasonably designed to identify each necessary conflict mineral included in our products. We also conducted extensive research on our existing parts, particularly those that we had not confirmed in 2015. In cases where we determined that a necessary conflict mineral was contained in one of our parts, we identified that specific mineral and flagged both the part and finished product containing that part in our system. If, after our initial research, we were unable to determine whether a necessary conflict mineral was included in a part, we considered that part to be

 

2


in scope of the Rule, and such part was internally flagged for additional research. For each new part developed or manufactured in 2016, the engineers and métiers in charge of providing materials for such part were required to indicate any necessary conflict minerals included in the part. Where we determined that a newly-developed part contained a necessary conflict mineral and that the finished product was in scope of the Rule, we included that part in our further information gathering efforts. We then identified our Tier 1 suppliers that supplied us with the parts and products considered to be in scope of the Rule.

As a downstream company typically several tiers removed from mining operations and SORs, we must rely on our suppliers to provide information regarding the source and presence of necessary conflict minerals in our covered products. To that end, we engaged a third-party data collection and aggregation provider to assist us in conducting due diligence on our supply chain. Information was collected using the Template, which requested our Tier 1 suppliers to identify the SORs and countries of origin of the necessary conflict minerals they supplied to us and contained in our covered products, and to determine whether any such necessary conflict minerals came from recycled or scrap sources. In conducting due diligence, we prioritized obtaining responses from certain of our suppliers we deemed to be higher-risk, as determined based on their strategic importance to us; we communicated this priority to our third-party data collection and aggregation provider in an effort to increase the response rate of these higher-risk suppliers.

Our supplier engagement began with introductory emails to relevant Tier 1 suppliers, notifying them that we would be conducting appropriate due diligence regarding the presence, source and chain of custody for any necessary conflict minerals that may be contained in parts or products that we purchased from them. The emails also described our conflict minerals compliance program and the Rule. In an effort to increase awareness of our conflict minerals program, we provided suppliers with background materials describing the conflict minerals rule, including frequently asked questions (FAQs) regarding, among other things, conflict minerals tracing. We requested product-level information from our Tier 1 suppliers on the parts and products we purchased from them. Suppliers were allowed to submit multiple responses as necessary to address all such parts and products. We analyzed all responses to determine their scope. As described further in the “Results of Supply Chain Due Diligence” section below, we received more product-level responses for 2016 from our Tier 1 suppliers compared to 2015.

We pursued subsequent engagement with non-responsive suppliers, which included the following:

 

    we sent multiple email reminders requesting survey completion;

 

    suppliers who remained non-responsive after these email reminders were contacted by phone and offered assistance, including further information about the Rule, our conflict minerals program and clarification regarding how they could provide the required information; and

 

    if, following the above efforts, a supplier still did not provide the information requested, we further escalated the matter internally on a supplier risk priority basis and followed up directly with certain of these suppliers.

We reviewed and evaluated all supplier responses for consistency and completeness, both in terms of which products were said to contain or not contain necessary conflict minerals, as well as the origin of those materials. When necessary, we followed up with suppliers on responses to their reporting templates to seek clarifying or corrective information. Specifically, if a supplier indicated that a product it sold to Schlumberger did not contain conflict minerals, but we believed otherwise based on our analysis, we sent a letter to that supplier requesting (i) evidence that the product does not contain conflict minerals or (ii) an updated Template response indicating the results of such supplier’s due diligence on the source of any conflict minerals contained in such product. Finally, we sent a letter to those Tier 1 suppliers that stated that 25% or less of their supply chain had provided a response, encouraging these suppliers to obtain more transparency in their supply chain and reminding them of the expectations set forth in our Conflict Minerals Policy.

In instances where a supplier identified a SOR and the source of its conflict minerals, we sought to verify this information with third-party databases, Internet searches, and reviews of government databases and industry/trade organization lists, including the list of known conflict minerals processing facilities worldwide published by the U.S. Department of Commerce. We also compared the SORs identified by suppliers in their responses to us against the list of compliant SORs published by CFSI’s Conflict-Free Smelter Program (the “CFSP”), the LBMA and the RJC. In some cases, a supplier identified a SOR and stated that its conflict minerals were not sourced from any of the covered countries. However, we were sometimes able to confirm, based on available information concerning the SOR identified, that the SOR was reported to source conflict minerals from one or more of the covered countries. In such cases, we communicated our findings to the supplier for further investigation. As a general matter, we requested that suppliers update their responses to us as more information became available to them.

Based on our review, we flagged certain responses when:

 

    SOR information was provided for a conflict mineral that was not used in the relevant part or product;

 

    SOR information was not provided for a conflict mineral that was used in a relevant part or product;

 

    SOR information provided could not be verified using the methods described above;

 

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    a supplier indicated that it sourced conflict minerals from the covered countries, but none of the SORs listed were known to source from the region;

 

    a supplier indicated that it had not received conflict minerals data from all relevant suppliers;

 

    a supplier indicated that it had not identified all SORs from which it sourced conflict minerals for the relevant parts and products;

 

    a supplier indicated that it had not provided all applicable SOR information it received from its suppliers; or

 

    a supplier indicated that all of the conflict minerals for the relevant parts and products originated from scrap/recycled sources, but one or more of the SORs listed were not known to be exclusive recyclers.

We followed up on all flagged responses to clarify and address inconsistencies, incompleteness, invalid responses, uncertainties and responses indicating that relevant conflict minerals were or may have been sourced from one or more of the covered countries.

Step 3: Strategy to Respond to Identified Risks

For any SORs that were known to source necessary conflict minerals from any of the covered countries, we attempted to confirm that such SORs were listed in the various lists of compliant SORs described above. In addition, we sent a communication to our suppliers who sourced from such SORs, asking that they acknowledge the source of the relevant conflict minerals. We also included a copy of our Conflict Minerals Policy. Additionally, we reached out to our Tier 1 suppliers that we determined to have sourced from any of the covered countries and recommended that such supplier join a group such as CFSI in order to obtain more current and accurate information regarding SORs and further to support industry efforts to achieve supply chain transparency.

As described in our Conflict Minerals Policy, in the event that we have reason to believe a supplier is supplying us with conflict minerals from sources that may support conflict in any of the covered countries, we will encourage that supplier to establish an alternative source of conflict minerals that does not support such conflict, or we may consider reevaluating the supplier relationship. If a Tier 1 supplier (i) has been unresponsive or otherwise uncooperative in our due diligence efforts or (ii) is not compliant with our Conflict Minerals Policy and is unwilling to expect its own suppliers to use conflict-free sources, then we may likewise reassess the supplier relationship. As described above, we support the use of validation, certification and audit programs for SORs in our supply chain.

Our supplier engagement efforts described above in “Step 2: Identification and Assessment of Supply Chain Risks” also support our risk mitigation efforts.

Step 4: Independent Third-Party Audit of SORs’ Due Diligence Practices

As stated above, we are typically several tiers removed from mining operations and SORs, rendering transparency of our supply chain very difficult. Furthermore, except in rare instances, we do not have direct relationships with SORs and do not perform direct audits of the entities within our supply chain. Accordingly, we rely on our suppliers to provide the information necessary to assess compliance with our conflict minerals program and support the development and implementation of independent third party audits of SORs’ sourcing, such as the CFSP. For any Tier 1 supplier that we determined to have sourced from any of the covered countries, we recommend such supplier join a group such as the CFSI in order to obtain more current and accurate information regarding SORs and further to support industry efforts to achieve transparency.

We use a third party to aid in verifying the information supplied by our suppliers with respect to the SORs that they source from, and to review and confirm the validity of the CFSI, RJC and LBMA certifications of those SORs. In some cases, our third party reaches out directly to SORs as necessary to confirm the information either publicly available or made available in reporting template responses that may be contradictory or incomplete.

Step 5: Report on Supply Chain Due Diligence

As indicated in the Specialized Disclosure Report on Form SD, this Report is publicly available on our website at http://www.slb.com/about/accountability/conflict_minerals.aspx. Our Conflict Minerals Policy also is available at http://www.slb.com/about/accountability/conflict_minerals.aspx.

 

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Results of Supply Chain Due Diligence

For 2016, we sent the Template to 3,391 suppliers and received completed responses from approximately 56% of these suppliers. We tripled the number of suppliers to which we sent the Template as compared to 2015, due to our acquisition of Cameron. As part of our risk identification and mitigation efforts, we focused on obtaining responses from our top suppliers, based on strategic importance. The following table lists the response rate and certain other information for our suppliers.

 

Supplier Rank

(Strategic Importance)

   Response Rate     Number of Suppliers  

Top

     80     379  

High

     59     1169  

Medium

     55     611  

Low

     46     1232  

Many of the respondents indicated that they had not finished the due diligence on their supply chains and were still completing the Template. As indicated above, we requested information from our suppliers at the product level; 75% of the completed Templates provided information at the product level, as compared to 69% in the previous year.

For the responses we received at the company, rather than product, level, we do not know whether the SORs listed actually supplied conflict minerals that we used in our covered products. Therefore, such SORs are not included in the tables below of the SORs that we know to have processed the necessary conflict minerals contained in our covered products.

For responses we received at the product level, 333 SORs, organized by type of metal, are listed in the tables below. Based on our due diligence, we identified 65 verified SORs that source conflict minerals from one or more of the covered countries. 64 of these SORs are certified with a recognized certification body. The one remaining tin SOR was a CFSI certified smelter as of April 2016; however, it no longer processes tin and became a non-processor in September 2016 when it ceased operations.

 

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Future Process Improvements

Merger and acquisition procedures As a result of our 2016 acquisition of Cameron and upon review of our procedures following this and other acquisitions in 2016, we determined that additional steps were warranted to reasonably ensure that all covered products and all Tier 1 suppliers are captured in accordance with the Rule when newly-acquired businesses are integrated into Schlumberger. Pursuant to the Rule, we are permitted to delay reporting on products manufactured, or contracted to be manufactured, by any business we acquire for an eight-month grace period if the acquired business was not previously obligated to make a filing with respect to the conflict minerals in its products. However, this grace period does not apply to products of acquired public companies, such as Cameron, that were obligated to make conflict minerals filings under the Rule prior to their acquisition. We will update our processes related to our conflict minerals compliance efforts to include an annual confirmation that all newly-acquired product lines and any reorganized businesses are captured by the relevant Group, as necessary, during their product reporting. In addition, we will update our due diligence procedures for new acquisitions to include flags to notify the conflict minerals core team when newly acquired businesses may sell covered products.

Supplier engagement We received responses from 56% our Tier 1 suppliers for 2016, as opposed to 58% for 2015. We will continue to engage with our Tier 1 suppliers to attempt to increase supply chain transparency, including by following up with unresponsive suppliers. In addition, we will work with our Tier 1 suppliers to obtain even more product-level responses. As stated above, 75% of our supplier responses for 2016 were at the product level, as compared to 69% for 2015, despite a three-fold increase in our covered suppliers due to our acquisition of Cameron.

Educational certification — More than 80% of our employees targeted for training on the Rule completed their annual training in 2016, including our new Cameron employees. These employees are members of the legal, engineering, manufacturing, sustaining, procurement and sourcing, sales, finance and compliance functions. We will continue targeted annual training and seek to improve the completion percentage, while also targeting new employees, including those from the various acquisitions in 2017. We will also develop additional training materials for enhanced understanding of various procedures for targeted employees who are integral to our reporting requirements under the Rule.

 

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SORs and Countries of Origin

The table below lists the SORs known to us to have supplied necessary conflict minerals contained in our covered products and that sourced conflict minerals from one or more of the covered countries:

 

Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    Almalyk Mining and Metallurgical Complex (AMMC)    LBMA, CFSP    DRC- Congo (Kinshasa), Argentina, United States, Japan, Uzbekistan, Zambia, Switzerland, Canada, China, Brazil, Mexico, Australia, Chile, Peru, Germany
Gold    Asaka Riken Co., Ltd.    CFSP    Armenia, Burundi, Mozambique, Niger, Japan, Rwanda, Mexico, Nigeria
Gold    CCR Refinery - Glencore Canada Corporation    LBMA, CFSP    DRC- Congo (Kinshasa), Argentina, United States, Japan, Zambia, Switzerland, Canada, China, Australia, Chile, Peru, Germany, Indonesia
Gold    Jiangxi Copper Company Limited    LBMA, CFSP    United States, China, Japan, Rwanda, Chile
Gold    Mitsubishi Materials Corporation    LBMA, CFSP    Canada, Austria, Mongolia, Papua New Guinea, Mozambique, Hong Kong, Japan, United Kingdom, Congo (Brazzaville), Chile
Gold    Nihon Material Co., Ltd.    LBMA, CFSP    DRC- Congo (Kinshasa), Niger, Japan, Rwanda, Malaysia, Thailand, Bolivia, Portugal, Switzerland, Spain, Canada, Mozambique, China, Brazil, Chile, Australia, Nigeria, Peru, Indonesia
Gold    Prioksky Plant of Non-Ferrous Metals    LBMA, CFSP    Russian Federation, Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Germany, Ethiopia
Gold    Rand Refinery (Pty) Ltd.    LBMA, CFSP    DRC- Congo (Kinshasa), Hong Kong, Guinea, Philippines, Tanzania, Ghana, Malaysia, Switzerland, Canada, Austria, Mozambique, Mali, Namibia, China, South Africa, Jersey, Australia, Germany
Gold    Samduck Precious Metals    CFSP    United States, Japan, Rwanda, Sierra Leone, Thailand, Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Korea, Zimbabwe, Australia, Germany, Ethiopia
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Canada, Russian Federation, Mozambique, China, Brazil, Australia, Thailand
Tantalum    Conghua Tantalum and Niobium Smeltry    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo

 

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Tantalum    Duoluoshan    CFSP    Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium, Nambia
Tantalum    F&X Electro-Materials Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville)
Tantalum    Global Advanced Metals Aizu    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville)
Tantalum    Global Advanced Metals Boyertown    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tantalum    H.C. Starck Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo

 

8


Tantalum    H.C. Starck Hermsdorf GmbH    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru
Tantalum    H.C. Starck Inc.    CFSP    Burundi, United States, Japan, Rwanda, Sierra Leone, Congo (Brazzaville), Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Nigeria, Germany, Ethiopia
Tantalum    H.C. Starck Ltd.    CFSP    Japan, Rwanda, Sierra Leone, Bolivia, India, Canada, Mozambique, Namibia, China, Brazil, Zimbabwe, Australia, Ethiopia, Germany
Tantalum    H.C. Starck Smelting GmbH & Co. KG    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium
Tantalum    H.C. Starck Tantalum and Niobium GmbH    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo
Tantalum    Hi-Temp Specialty Metals, Inc.    CFSP    Mozambique, United States, Namibia, China, Rwanda, Brazil, Zimbabwe, Sierra Leone, Australia, Bolivia, Ethiopia, India
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville)

 

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Tantalum    Jiujiang Nonferrous Metals Smelting Company Limited    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tantalum    KEMET Blue Metals    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Mali, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia
Tantalum    Kemet Blue Powder    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo
Tantalum    LSM Brasil S.A.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo

 

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Tantalum    Taki Chemical Co., Ltd.    CFSP    Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belgium
Tantalum    Ulba Metallurgical Plant JSC    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, South Sudan, Hungary, Japan, Tanzania, Zambia, Congo
Tantalum    Zhuzhou Cemented Carbide Group Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Russian Federation, Burundi, Niger, China, Japan, Rwanda, Brazil, Malaysia, Nigeria, Kazakhstan
Tin    China Tin Group Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Russian Federation, United States, China, Mexico, Switzerland, Indonesia
Tin    CV United Smelting    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Tanzania
Tin    CV Venus Inti Perkasa    CFSP    Canada, Japan, Guyana, Mexico, Suriname, Congo (Brazzaville), Chile, Peru, Switzerland, Germany, Indonesia
Tin    EM Vinto    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, Congo (Brazzaville), India, Canada, Belgium, Namibia, Tanzania
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation, Burundi

 

11


Tin    Magnu’s Minerais Metais e Ligas Ltda.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    Malaysia Smelting Corporation (MSC)    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Korea, Laos, Colombia, Ecuador, Argentina, South Sudan, Hungary, Tanzania, Zambia, Congo (Brazzaville), India, Belgium
Tin    Metallo-Chimique N.V.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    Minsur    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    Operaciones Metalurgical S.A.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    PT Bangka Tin Industry    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany

 

12


Tin    PT Bukit Timah    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany
Tin    PT Eunindo Usaha Mandiri    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    PT Justindo       Burundi, Mozambique, Niger, China, Rwanda, Brazil, Malaysia, Australia, Nigeria, Switzerland, Ethiopia, Indonesia
Tin    PT Stanindo Inti Perkasa    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Armenia, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Tanzania
Tin    PT Sumber Jaya Indah    CFSP    Niger, Japan, China, Rwanda, Brazil, Malaysia, Bolivia, Nigeria, Thailand, Ethiopia, India, Indonesia
Tin    PT Timah (Persero) Tbk Kundur    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany
Tin    PT Timah (Persero) Tbk Mentok    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany

 

13


Tin    PT Tinindo Inter Nusa    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tin    Thaisarco    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Morocco, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville)
Tin    VQB Mineral and Trading Group JSC    CFSP    DRC- Congo (Kinshasa), Vietnam, China, Japan, Malaysia, Peru, Indonesia
Tungsten    A.L.M.T. Corp.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany
Tungsten    Asia Tungsten Products Vietnam Ltd.    CFSP    Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville), India, Canada, Belguim
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany

 

14


Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia
Tungsten    H.C. Starck Tungsten GmbH    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia
Tungsten    Hydrometallurg, JSC    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Canada, Russian Federation, China, Brazil, Malaysia, Australia, Bolivia, Peru, Indonesia
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Angola, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, South Sudan, Japan, Tanzania, Zambia, Congo (Brazzaville)
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CFSP    Russian Federation, Burundi, Niger, Rwanda, Malaysia, Thailand, Bolivia, Spain, Canada, China, Brazil, Mexico, Australia, Nigeria
Tungsten    Xiamen Tungsten Co., Ltd.    CFSP    DRC- Congo (Kinshasa), Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany

 

15


The table below, which is as of May 1, 2017, lists the SORs known to us to have supplied necessary conflict minerals contained in our covered products but that did not source conflict minerals from any of the covered countries:

 

Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    Advanced Chemical Company    CFSP    United States, Peru, Indonesia
Gold    AngloGold Ashanti    LBMA, CFSP    Brazil, South Africa, Australia
Gold    Argor-Heraeus SA    LBMA, RJC, CFSP    Argentina, Singapore, Hong Kong, Philippines, China, South Africa, Chile, Switzerland, Indonesia
Gold    Asahi Pretec Corporation    LBMA, CFSP    Myanmar, Papua New Guinea, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia
Gold    Asahi Refining Canada Limited    LBMA, CFSP    Canada, Japan, Australia
Gold    Asahi Refining USA Inc.    LBMA, CFSP    Canada, Hong Kong, United States, China, Uzbekistan, Malaysia, Bermuda, Chile, Australia, Peru, Indonesia
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.       Turkey, Brazil, Australia, Indonesia
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    LBMA, CFSP    Canada, Philippines, China, Brazil, Italy, Indonesia
Gold    Boliden AB    LBMA, CFSP    Canada, Sweden, China, Ireland, Finland, Indonesia
Gold    C. Hafner GmbH + Co. KG    LBMA, RJC, CFSP    Japan, China, Brazil, Chile, Australia, Peru, Germany
Gold    Caridad       China, Japan, Korea, Mexico, Chile, Bolivia
Gold    China Gold International Resources Corp. Ltd       Mongolia, China
Gold    Chugai Mining       Canada, United States, Japan, Australia, Chile, Peru, Indonesia
Gold    Daejin Indus Co., Ltd.    CFSP    Japan, Korea
Gold    Daye Non-Ferrous Metals Mining Ltd.    LBMA    Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Switzerland, Canada, Belgium, China, Mexico, South Africa, Australia, Chile
Gold    Dowa    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Gold    Emirates Gold DMCC    CFSP    United Arab Emirates
Gold    Fidelity Printers and Refiners Ltd.       Zimbabwe
Gold    Gansu Seemine Material Hi-Tech Co Ltd       China
Gold    Geib Refining Corporation    CFSP    United States, China

 

16


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    Gold Refinery of Zijin Mining Group Co., Ltd    LBMA, CFSP    Papua New Guinea, Russian Federation, Japan, Malaysia, Bolivia, Canada, Mongolia, Mozambique, China, Brazil, Poland, Australia, Peru, Kyrgyzstan, Tajikistan, Indonesia
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    LBMA    Russian Federation, China
Gold    Guangdong Jinding Gold Limited       China, Taiwan, Brazil, Australia, Peru
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.       China
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.       China, Korea
Gold    Heraeus Metals Hong Kong Ltd    LBMA, RJC, CFSP    Singapore, Vietnam, Hong Kong, Philippines, Japan, Malaysia, Thailand, Switzerland, Canada, Mozambique, China, Taiwan, South Africa, Australia, France, Laos, Peru, Germany
Gold    Heraeus Precious Metals GmbH & Co. KG    LBMA, CFSP    Hong Kong, United States, Malaysia, United Arab Emirates, Bolivia, Switzerland, Saudi Arabia, Turkey, China, Jersey, Chile, Australia, Peru, Germany
Gold    Hunan Chenzhou Mining Co., Ltd.       Canada, Mozambique, China, Australia, Switzerland
Gold    HwaSeong CJ Co. Ltd       Canada, Hong Kong, United States, Japan, China, Korea, Mexico, Australia
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    LBMA, CFSP    Mongolia, China, Mexico
Gold    Ishifuku Metal Industry Co., Ltd.    LBMA, CFSP    Canada, United States, Japan, China, Australia
Gold    Istanbul Gold Refinery    LBMA, CFSP    Turkey
Gold    Japan Mint    LBMA, CFSP    Japan, Italy, Mexico, Australia
Gold    Jinlong Copper Co., Ltd.       United States, China
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    LBMA, CFSP    Canada, Russian Federation, Japan, Australia
Gold    JSC Uralelectromed    LBMA, CFSP    Russian Federation, Taiwan, Brazil, Australia, Switzerland
Gold    JX Nippon Mining & Metals Co., Ltd.    LBMA, CFSP    Saudi Arabia, Taiwan, United Kingdom, Chile, Indonesia
Gold    Kaloti Precious Metals       United Arab Emirates
Gold    Kazzinc    LBMA, CFSP    China, Japan, Taiwan, Australia, Kazakhstan, Switzerland, Peru
Gold    Kennecott Utah Copper LLC    LBMA, RJC, CFSP    China
Gold    KGHM Polska Miedź Spółka Akcyjna    CFSP - Active    Chile
Gold    Kojima Chemicals Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation

 

17


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    Kyrgyzaltyn JSC    LBMA, CFSP    Brazil, Australia, Kyrgyzstan
Gold    L’azurde Company For Jewelry       Saudi Arabia, Canada, Japan, Taiwan, Australia
Gold    Lingbao Gold Company Ltd.       China
Gold    Lingbao Jinyuan Tonghui Refinery Co. Ltd.       China
Gold    LS-NIKKO Copper Inc.    LBMA, CFSP    Singapore, Hong Kong, United States, Japan, Kazakhstan, India, China, Brazil, Korea, Mexico, South Africa, Chile, Australia, Peru, Indonesia
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.       China
Gold    Materion    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Gold    Matsuda Sangyo Co., Ltd.    LBMA, CFSP    Canada, Hong Kong, United States, China, Japan, United Kingdom, Australia, Indonesia
Gold    Metalor Technologies (Hong Kong) Ltd.    LBMA, RJC, CFSP    Hong Kong, United States, Japan, China, Australia, Switzerland, Peru
Gold    Metalor Technologies (Singapore) Pte., Ltd.    LBMA, RJC, CFSP    Singapore, China, Switzerland
Gold    Metalor Technologies (Suzhou) Co Ltd    RJC, CFSP    China, South Africa
Gold    Metalor Technologies SA    LBMA, RJC, CFSP    Canada, Sweden, Belgium, Hong Kong, United States, China, United Kingdom, Switzerland, Indonesia
Gold    Metalor USA Refining Corporation    LBMA, RJC, CFSP    Canada, United States, China, Mexico, Switzerland
Gold    METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V    LBMA, CFSP    China, Mexico
Gold    Mitsui Mining and Smelting Co., Ltd.    LBMA, CFSP    Canada, Japan, China, Australia
Gold    MMTC-PAMP India Pvt., Ltd.    LBMA, CFSP    United States, India
Gold    Moscow Special Alloys Processing Plant    LBMA, CFSP    Russian Federation, China, Bolivia
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    LBMA, CFSP    Saudi Arabia, Turkey, United Arab Emirates
Gold    Navoi Mining and Metallurgical Combinat    LBMA, CFSP - Active    United States, China, Uzbekistan, Indonesia
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    RJC, CFSP    Austria, Indonesia
Gold    Ohura Precious Metal Industry Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Germany, Ethiopia

 

18


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    LBMA, CFSP    Russian Federation
Gold    OJSC Novosibirsk Refinery    LBMA, CFSP    Canada, Russian Federation, Philippines, China, Brazil, Italy, Malaysia, Bolivia, Peru, Switzerland
Gold    PAMP S.A.    LBMA, RJC, CFSP    Canada, Hong Kong, United States, Japan, China, United Kingdom, Mexico, South Africa, Australia, Switzerland, Indonesia
Gold    Penglai Penggang Gold Industry Co Ltd       China
Gold    PT Aneka Tambang (Persero) Tbk    LBMA, CFSP    Canada, Brazil, Malaysia, Bolivia, Chile, Australia, Peru, Switzerland, Ethiopia, Germany, Indonesia
Gold    PX Precinox SA    LBMA, RJC, CFSP    Canada, Mozambique, Australia, Switzerland
Gold    Republic Metals Corporation    LBMA, RJC, CFSP    United States
Gold    Royal Canadian Mint    LBMA, CFSP    Canada, United States, Japan, Guyana, Mexico, Suriname, Chile, Peru, Switzerland, Germany
Gold    Sabin Metal Corp.       Canada, Russian Federation, United States, China, Brazil, Mexico, Portugal
Gold    SAFINA A.S.       Czech Republic
Gold    SAMWON METALS Corp.       Canada, Sweden, Hong Kong, China, Korea, Australia
Gold    SAXONIA Edelmetalle GmbH    CFSP    Germany
Gold    Schone Edelmetaal B.V.    LBMA, CFSP    Netherlands, Hong Kong, Belgium, China, Australia
Gold    SEMPSA Joyería Platería SA    LBMA, CFSP    Spain
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.       Russian Federation
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    LBMA, CFSP    United States, China, Japan
Gold    Singway Technology Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Gold    So Accurate Group, Inc.       United States, China, Thailand
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    LBMA, CFSP    Russian Federation, Taiwan, Germany
Gold    Solar Applied Materials Technology Corp.    LBMA, CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Gold    Sumitomo Metal Mining Co., Ltd.    LBMA, CFSP    Philippines, Japan, Chile, Indonesia

 

19


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Gold    T.C.A S.p.A    LBMA, CFSP    Italy
Gold    Tanaka Kikinzoku Kogyo K.K.    LBMA, CFSP    Singapore, Hong Kong, United States, Japan, Uzbekistan, United Kingdom, Malaysia, Bolivia, Switzerland, Canada, Belgium, China, South Africa, Mexico, Australia, Chile, Indonesia
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    LBMA, CFSP    China, Peru
Gold    Tokuriki Honten Co., Ltd.    LBMA, CFSP    Canada, Hong Kong, United States, China, Japan, Australia, Chile, Peru
Gold    TongLing Nonferrous Metals Group Holdings Co., Ltd.       China
Gold    Torecom    CFSP    Russian Federation, China, Korea, Brazil, Mexico, Chile, Bolivia, Indonesia
Gold    Umicore Brasil Ltda.    LBMA, CFSP    Austria, Japan, Brazil
Gold    Umicore Precious Metals Thailand    RJC, CFSP    United States, China, Thailand, Peru
Gold    Umicore SA Business Unit Precious Metals Refining    LBMA, CFSP    Canada, Japan, China, Bolivia
Gold    United Precious Metal Refining, Inc.    RJC, CFSP    Canada, Russian Federation, Belgium, United States, China, Japan, Australia, Thailand, Bolivia, Peru, Switzerland, Indonesia
Gold    Valcambi SA    LBMA, RJC, CFSP    Hong Kong, Japan, China, Taiwan, Australia, Switzerland, Germany
Gold    Western Australian Mint trading as The Perth Mint    LBMA, CFSP    Papua New Guinea, Hong Kong, Guinea, China, Korea, Australia, Chile, Bolivia, Peru
Gold    WIELAND Edelmetalle GmbH    CFSP    Germany
Gold    Yamamoto Precious Metal Co., Ltd.    CFSP    Canada, Mozambique, United States, Japan, China, Brazil, Australia
Gold    Yokohama Metal Co., Ltd.    CFSP    China, Japan, Brazil, Malaysia, Spain
Gold    Yunnan Copper Industry Co Ltd       Canada, China, Chile
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    LBMA, CFSP    Canada, Mongolia, Mozambique, China, Philippines, Thailand, Australia, Laos, Switzerland, Ethiopia, Germany
Tantalum    D Block Metals, LLC    CFSP    United States
Tantalum    Exotech Inc.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia

 

20


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tantalum    FIR Metals & Resource Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tantalum    King-Tan Tantalum Industry Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tantalum    Metallurgical Products India Pvt., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Korea, Guyana, Jersey, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Per
Tantalum    Mineração Taboca S.A.    CFSP    Brazil
Tantalum    Mitsui Mining and Smelting Co., Ltd.    CFSP    Japan, Brazil, United Kingdom, Malaysia, Australia, Chile
Tantalum    NPM Silmet AS    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tantalum    QuantumClean    CFSP    United States, Poland, Brazil
Tantalum    RFH Tantalum Smeltry Co., Ltd.    CFSP    Russian Federation, China, Peru

 

21


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tantalum    Solikamsk Magnesium Works OAO    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tantalum    Telex Metals    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tantalum    Tranzact, Inc.    CFSP    United States
Tantalum    XinXing Haorong Electronic Material Co., Ltd.    CFSP    China
Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Germany
Tin    Alpha    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Jersey, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russ
Tin    An Vinh Joint Stock Mineral Processing Company       Vietnam, Turkey, Brazil
Tin    Chenzhou Yunxiang Mining and Metallurgy Company Limited    CFSP    China
Tin    CNMC (Guangxi) PGMA Co. Ltd.       Canada, Belgium, United States, China, Brazil, Malaysia, Chile, Bolivia, Thailand, France, Peru, Indonesia
Tin    Complejo Metalurgico Vinto S.A.       Brazil, Bolivia
Tin    Cooperativa Metalurgica de Rondônia Ltda.    CFSP    Brazil, Australia, Peru

 

22


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tin    CV Ayi Jaya    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation, Vietnam
Tin    CV Gita Pesona    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    CV Serumpun Sebalai    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    CFSP - Active    Canada, Vietnam, United States, China, Brazil, Chile
Tin    Elmet S.L.U.    CFSP    Spain
Tin    Estanho de Rondônia S.A.       Taiwan, Brazil
Tin    Gejiu Kai Meng Industry and Trade LLC    CFSP - Active    China
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CFSP - Active    China
Tin    Huichang Jinshunda Tin Co. Ltd       China
Tin    Jean Goldschmidt International SA       Belgium, China
Tin    Melt Metais e Ligas S.A.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    Metallic Resources, Inc.    CFSP    United States
Tin    Mineração Taboca S.A.    CFSP    Brazil, Thailand

 

23


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tin    Mitsubishi Materials Corporation    CFSP    Canada, Papua New Guinea, Japan, Indonesia
Tin    Nankang Nanshan Tin Co., Ltd.       Russian Federation, China, Bolivia, Portugal
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company       Vietnam, Estonia
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    CFSP    Netherlands, China, Philippines, Thailand
Tin    O.M. Manufacturing Philippines, Inc.    CFSP    Canada, Japan, Philippines, China, Brazil, Malaysia, Bolivia, Peru
Tin    PT Aries Kencana Sejahtera    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Artha Cipta Langgeng    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT ATD Makmur Mandiri Jaya    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Babel Inti Perkasa    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    PT Bangka Prima Tin    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation

 

24


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tin    PT Belitung Industri Sejahtera    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Cipta Persada Mulia    CFSP    Singapore, United States, Japan, Kazakhstan, India, China, Brazil, Korea, South Africa, Australia, Chile, Peru, Indonesia
Tin    PT DS Jaya Abadi    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Mozambique, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany
Tin    PT Inti Stania Prima    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Karimun Mining    CFSP    Russian Federation, Indonesia
Tin    PT Mitra Stania Prima    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Panca Mega Persada    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation

 

25


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tin    PT Prima Timah Utama    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    PT Refined Bangka Tin    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Sariwiguna Binasentosa    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    PT Sukses Inti Makmur    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tin    PT Tirus Putra Mandiri       China, Indonesia
Tin    PT Tommy Utama    CFSP    Indonesia
Tin    PT WAHANA PERKIT JAYA    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tin    Rui Da Hung    CFSP    Japan, China, Taiwan, Brazil
Tin    Soft Metais Ltda.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation

 

26


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company       Vietnam, Indonesia
Tin    White Solder Metalurgia e Mineração Ltda.    CFSP    China, Brazil, Thailand, Peru, Germany
Tin    Yunnan Tin Group (Holding) Company Limited    CFSP    Myanmar, Hong Kong, United States, Malaysia, Bolivia, Canada, Belgium, China, Brazil, Australia, Peru, Ethiopia, Germany, Indonesia
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Exotech Inc.       United States
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.       Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Brazil, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Global Tungsten & Powders Corp.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation

 

27


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Guyana, Korea, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Mozambique, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia,
Tungsten    Japan New Metals Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CFSP    China
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.       China
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CFSP    China, Korea

 

28


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CFSP    Papua New Guinea, Argentina, Singapore, Guinea, United States, Japan, Canada, China, Brazil, Mexico, Chile, Australia, Peru
Tungsten    Kennametal Huntsville    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Ecuador, Colombia, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, South Africa, Peru, Ethiopia, Germany
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Korea, Guyana, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Niagara Refining LLC    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Guyana, Brazil, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Austria, Mongolia, Luxembourg, Brazil, Guyana, Korea, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Germany, Ethiopia, Russian Federation
Tungsten    Wolfram Bergbau und Hütten AG    CFSP    Austria, China, Australia

 

29


Metal

  

Smelter/Refiner

  

Certification Status

  

Mine Countries of Origin

Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CFSP    Myanmar, Cambodia, Malaysia, Kazakhstan, Portugal, Mongolia, Austria, Luxembourg, Korea, Guyana, Brazil, Chile, Laos, Colombia, Ecuador, Argentina, Hungary, Japan, India, Canada, Belgium, Namibia, Taiwan, Peru, Ethiopia, Germany, Russian Federation

 

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The table below, which is as of May 1, 2017, lists the SORs known to us to have supplied necessary conflict minerals contained in our covered products and that were either certified by one or more conflict free certification programs or that used only recycled or scrap minerals, but as to which we were unable to determine the countries of origin from which they sourced such conflict minerals:

 

Metal

  

Smelter/Refiner

  

Certification Status

Gold    Abington Reldan Metals, LLC    CFSP
Gold    Aida Chemical Industries Co., Ltd.    CFSP
Gold    Al Etihad Gold    CFSP
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    LBMA, RJC, CFSP
Gold    AU Traders and Refiners    RJC, CFSP
Gold    Aurubis AG    LBMA, CFSP
Gold    Bangalore Refinery    CFSP
Gold    Cendres + Métaux SA    CFSP
Gold    Chimet S.p.A.    LBMA, CFSP
Gold    DODUCO GmbH    CFSP
Gold    DSC (Do Sung Corporation)    CFSP
Gold    Eco-System Recycling Co., Ltd.    CFSP
Gold    Heimerle + Meule GmbH    LBMA, CFSP
Gold    Italpreziosi S.p.A.    RJC
Gold    Korea Zinc Co., Ltd.    CFSP
Gold    Modeltech Sdn Bhd    CFSP
Gold    Rio Tinto Group    RJC
Gold    SAAMP    RJC
Gold    Sichuan Tianze Precious Metals Co., Ltd.    LBMA, CFSP
Gold    Sungeel Hitech Co., Ltd.    CFSP
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CFSP
Tantalum    Jiangxi Tuohong New Raw Material    CFSP
Tantalum    Power Resources Ltd.    CFSP
Tantalum    Resind Indústria e Comércio Ltda.    CFSP
Tin    CV Dua Sekawan    CFSP
Tin    CV Tiga Sekawan    CFSP
Tin    Dowa    CFSP
Tin    Fenix Metals    CFSP
Tin    Gejiu Fengming Metallurgy Chemical Plant    CFSP
Tin    Gejiu Jinye Mineral Company    CFSP
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CFSP
Tin    HuiChang Hill Tin Industry Co., Ltd.    CFSP
Tin    PT Kijang Jaya Mandiri    CFSP
Tin    PT Lautan Harmonis Sejahtera    CFSP
Tin    PT Menara Cipta Mulia    CFSP
Tin    PT O.M. Indonesia    CFSP
Tin    Resind Indústria e Comércio Ltda.    CFSP
Tin    Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.    CFSP
Tungsten    H.C. Starck Smelting GmbH & Co. KG    CFSP
Tungsten    Kennametal Fallon    CFSP
Tungsten    Moliren Ltd    CFSP
Tungsten    Philippine Chuangxin Industrial Co., Inc.    CFSP
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CFSP
Tungsten    Unecha Refractory Metals Plant    CFSP
Tungsten    Woltech Korea Co., Ltd.    CFSP
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CFSP

 

31


The table below, which is as of May 1, 2017, lists the SORs known to us to have supplied necessary conflict minerals contained in our covered products and that were not certified by one or more conflict free certification programs. In addition, despite our diligence efforts we were unable to determine the countries from which these SORs sourced necessary conflict minerals:

 

Metal

  

Smelter/Refiner

Gold    Changcheng Gold & Silver Refining Factory
Gold    Degussa Sonne / Mond Goldhandel GmbH
Gold    Gannon & Scott
Gold    Gujarat Gold Centre
Gold    Henan Yuguang Gold & Lead Co., Ltd.
Gold    Johnson Matthey Chemicals Ltd.
Gold    Lingbao Jinyuan Mining Co., Ltd.
Gold    L’Orfebre S.A.
Gold    Minsur
Gold    Morris and Watson
Gold    Morris and Watson Gold Coast
Gold    Pease & Curren
Gold    Philippine Associated Smelting and Refining Corporation
Gold    Remondis Argentia B.V.
Gold    Sai Refinery
Gold    Sudan Gold Refinery
Gold    Tony Goetz NV
Gold    Universal Precious Metals Refining Zambia
Tin    5NPLUS
Tin    An Thai Minerals Company Limited
Tin    Aoki Laboratories Ltd.
Tin    Elmet S.A. de C.V.
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.
Tin    JX Nippon Mining & Metals Co., Ltd.
Tin    Modeltech Sdn Bhd
Tin    Shangrao Xuri Smelting Factory
Tin    Yuntinic Chemical GmbH
Tungsten    ACL Metais Eireli
Tungsten    Buffalo Tungsten
Tungsten    Ganzhou Haichuang Tungsten Industry Co., Ltd.
Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.
Tungsten    TaeguTec Ltd.

 

32