FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/01/2018 |
3. Issuer Name and Ticker or Trading Symbol
SCHLUMBERGER LIMITED/NV [ SLB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 Par Value Per Share | 811.935 | I | SL Int'l PS Plan |
Common Stock, $0.01 Par Value Per Share | 7,236 | I | by Trust(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (Right to Buy) | 01/21/2015 | 01/21/2020 | Common Stock, $0.01 Par Value Per Share | 1,000 | 68.505 | D | |
Incentive Stock Option (Right to Buy) | 10/21/2015 | 10/21/2020 | Common Stock, $0.01 Par Value Per Share | 980 | 64.225 | D | |
Incentive Stock Option (Right to Buy) | 01/19/2017 | 01/19/2022 | Common Stock, $0.01 Par Value Per Share | 2,772 | 72.11 | D | |
Incentive Stock Option (Right to Buy) | 04/18/2018 | 04/18/2023 | Common Stock, $0.01 Par Value Per Share | 1,409 | 70.925 | D | |
Incentive Stock Option (Right to Buy) | 04/16/2019 | 04/16/2024 | Common Stock, $0.01 Par Value Per Share | 994 | 100.555 | D | |
Incentive Stock Option (Right to Buy) | 04/16/2020 | 04/16/2025 | Common Stock, $0.01 Par Value Per Share | 1,090 | 91.74 | D | |
Incentive Stock Option (Right to Buy) | 04/20/2021 | 04/20/2026 | Common Stock, $0.01 Par Value Per Share | 1,241 | 80.525 | D | |
Incentive Stock Option (Right to Buy) | 01/19/2022 | 01/19/2027 | Common Stock, $0.01 Par Value Per Share | 1,144 | 87.38 | D | |
Non-Qualified Stock Option (Right to Buy) | (2) | 04/18/2023 | Common Stock, $0.01 Par Value Per Share | 18,591 | 70.925 | D | |
Non-Qualified Stock Option (Right to Buy) | (3) | 04/16/2024 | Common Stock, $0.01 Par Value Per Share | 19,006 | 100.555 | D | |
Non-Qualified Stock Option (Right to Buy) | (4) | 04/16/2025 | Common Stock, $0.01 Par Value Per Share | 22,910 | 91.74 | D | |
Non-Qualified Stock Option (Right to Buy) | (5) | 04/20/2026 | Common Stock, $0.01 Par Value Per Share | 28,759 | 80.525 | D | |
Non-Qualified Stock Option (Right to Buy) | (6) | 01/19/2027 | Common Stock, $0.01 Par Value Per Share | 13,856 | 87.38 | D | |
Non-Qualified Stock Option (Right to Buy) | 01/21/2012 | 01/21/2020 | Common Stock, $0.01 Par Value Per Share | 1,999 | 68.505 | D | |
Non-Qualified Stock Option (Right to Buy) | 10/21/2015 | 10/21/2020 | Common Stock, $0.01 Par Value Per Share | 18,530 | 64.225 | D | |
Non-Qualified Stock Option (Right to Buy) | 01/19/2017 | 01/19/2022 | Common Stock, $0.01 Par Value Per Share | 17,228 | 72.11 | D | |
RSU (Restricted Stock Unit) | (7) | (7) | Common Stock, $0.01 Par Value Per Share | 3,800 | (8) | D | |
RSU (Restricted Stock Unit) | (9) | (9) | Common Stock, $0.01 Par Value Per Share | 10,000 | (8) | D |
Explanation of Responses: |
1. Held by the CraveblueH20 trust, of which the reporting person is the trustee and a beneficiary. |
2. 4,000 options under this grant became exercisable annually beginning April 18, 2014. The final 2,591 options under this grant become exercisable April 18, 2018. |
3. 4,000 options under this grant become exercisable annually beginning April 16, 2015. The final 3,006 options under this grant become exercisable April 16, 2019. |
4. 4,800 options under this grant become exercisable annually beginning April 16, 2016. The final 3,710 options under this grant become exercisable April 16, 2020. |
5. 6,000 options under this grant become exercisable annually beginning April 20, 2017. The final 4,759 options under this grant become exercisable April 20, 2021. |
6. 3,000 options under this grant become exercisable annually beginning January 19, 2017. The final 1,856 options under this grant become exercisable January 19, 2022. |
7. The restricted stock unit award was granted on January 19, 2017 and vests 100% on January 19, 2020. |
8. Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. |
9. The restricted stock unit award was granted July 20, 2016 and vests 100% on July 20, 2019. |
/s/ Matthew Rinegar, Attorney-in-Fact | 02/12/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |