FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 11/01/2013 |
3. Issuer Name and Ticker or Trading Symbol
SCHLUMBERGER LTD /NV/ [ SLB ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $0.01 par value per share | 124,611 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/19/2006(1) | 01/19/2015 | Common Stock, $0.01 par value per share | 10,000 | 32.455 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/18/2007(2) | 01/18/2016 | Common Stock, $0.01 par value per share | 48,000 | 54.235 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 07/19/2007(3) | 07/19/2016 | Common Stock, $0.01 par value per share | 30,000 | 63.545 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/17/2012(4) | 01/17/2018 | Common Stock, $0.01 par value per share | 15,000 | 84.93 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/22/2013(5) | 01/22/2019 | Common Stock, $0.01 par value per share | 40,000 | 37.845 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 04/23/2013(6) | 04/23/2019 | Common Stock, $0.01 par value per share | 20,000 | 45.88 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/21/2014(7) | 01/21/2020 | Common Stock, $0.01 par value per share | 25,000 | 68.505 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/20/2015(8) | 01/20/2021 | Common Stock, $0.01 par value per share | 30,000 | 83.885 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 01/19/2016(9) | 01/19/2022 | Common Stock, $0.01 par value per share | 25,000 | 72.11 | D | |
NQ Stock Option (right to buy) w/tandem Tax w/h right | 01/17/2017(10) | 01/17/2023 | Common Stock, $0.01 par value per share | 25,000 | 73.25 | D | |
NQ Stock Option (right to buy) w/tandem tax w/h right | 07/18/2014(11) | 07/18/2023 | Common Stock, $0.01 par value per share | 25,000 | 78.305 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 10/18/2016(12) | 10/18/2022 | Common Stock, $0.01 par value per share | 25,000 | 74.57 | D | |
NQ Stock Option (right to buy) w/ tandem Tax w/h right | 10/17/2014(13) | 10/17/2023 | Common Stock, $0.01 par value per share | 20,000 | 91.28 | D |
Explanation of Responses: |
1. Became exercisable in four equal annual installments beginning January 19, 2006. |
2. Became exercisable in four equal annual installments beginning January 18, 2007. |
3. Became exercisable in five equal annual installments beginning July 19, 2007. |
4. Subject to a 4-year cliff vesting and became fully exercisable on January 17, 2012. |
5. Subject to a 4-year cliff vesting and became fully exercisable on January 22, 2013 |
6. Subject to a 4-year cliff vesting and became fully exercisable on April 23, 2013. |
7. Subject to a 4-year cliff vesting and fully vests on January 21, 2014. |
8. Subject to a 4-year cliff vesting and fully vests on January 20, 2015. |
9. Subject to a 4-year cliff vesting and fully vests on January 19, 2016. |
10. Subject to a 4-year cliff vesting and fully vests on January 17, 2017. |
11. Becomes exercisable in five equal annual installments beginning July 18, 2014. |
12. Subject to a 4-year cliff vesting and fully vests on October 18, 2016. |
13. Becomes exercisable in five equal annual installments beginning October 17, 2014. |
Saul R. Laureles, Attorney-in-Fact | 11/14/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |